Hathaway Financial LLC

A better way to invest.

Financial advisor (show on map)

Hathaway Financial is a Registered Investment Advisor providing wealth management, financial planning, and investment management services with a fiduciary, fee-only approach.

Call (971) 409-4180

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About

Hathaway Financial is a Registered Investment Advisor offering wealth management and financial planning services. Founded by Sean Hathaway (MBA Berkeley, CPA, former Netflix/Lam Research), the firm provides comprehensive advice including investment management, financial planning, executive financial counseling, tax planning, risk management, and small business retirement plans.

The firm is a fiduciary and fee-only, with investments at Charles Schwab and a flat 0.90% AUM fee structure.

Fiduciary and fee-only - required to act in client's best interest

No commissions, no kickbacks, no hidden fees

Flat 0.90% AUM fee structure (lower as assets grow)

Uses index funds from Schwab, Vanguard, BlackRock (low cost)

Free financial planning included

Real-time advice via email or phone

Services

Investment Management

Build a diversified tax-efficient strategic portfolio for the long term using index funds from Schwab, Vanguard, BlackRock.

Portfolio Management Tax-Efficient Investing Index Funds Charles Schwab Custody

Financial & Retirement Planning

Long-term financial plans to help obtain retirement with detailed cash flow and investment analysis using sophisticated software.

Cash Flow Analysis Retirement Planning Investment Analysis

RSU and Stock Option Strategy

Specialized guidance for tech professionals on RSU and stock option strategies including exercise timing and diversification.

RSU Strategy Stock Options ESPP Tax Optimization

Small Business Retirement Plans

Help small businesses establish retirement plans including Individual 401(k), SEP IRA, and SIMPLE IRA.

Individual 401(k) SEP IRA SIMPLE IRA ERISA Compliance

Executive Financial Counseling

Real-time consultation on stock options, RSUs, 401ks, college savings, insurance, and taxes for executives.

Stock Options RSU Planning Insurance Tax Advice

Credentials & Certifications

Registered Investment Advisor (RIA)

CPA (Inactive)

Frequently Asked Questions

What makes Hathaway Financial different? +

Hathaway Financial is a fiduciary, fee-only Registered Investment Advisor with no commissions and no hidden fees. They use index funds from reputable firms and charge a flat 0.90% AUM fee that decreases as assets grow.

Where is Hathaway Financial located? +

Hathaway Financial is located in Almaden, San Jose, California. Contact: [email protected], 1-971-409-4180.

What services does Hathaway Financial offer? +

The firm offers investment management, financial and retirement planning, RSU/stock option strategy, small business retirement plans, executive financial counseling, tax planning, and risk management.